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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-11-14 |
Branch Locations
101 N Pine Street 4Th Floor Office J, Spartanburg, SC 29302 • United States
884 Allbritton Boulevard Suite 205, Mt. Pleasant, SC 29464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Tigerville | SC | 08/2016 | 05/2019 |
| Hyatt Place | Irmo | SC | 11/2017 | 03/2019 |
| Colonial Marketing Association | Lexington | SC | 05/2019 | 09/2020 |
| Imstrong Apparel | Spartanburg | SC | 09/2020 | 02/2021 |
| Benson Nissan | Spartanburg | SC | 03/2021 | 10/2021 |
| Spartan Financial | Spatanburg | SC | 10/2021 | 02/2022 |
| Unemployed | Spartanburg | SC | 03/2022 | 04/2022 |
| Phenom People | Ambler | PA | 04/2022 | 06/2022 |
| Unemployed | Spartanburg | SC | 07/2022 | 08/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2022 | 10/2023 |
| Northwestern Mutual Investment Services Llc | Spartanburg | SC | 12/2022 | 10/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2023 | 10/2023 |
| Pruco Securities Llc | Mt. Pleasant | SC | 11/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Mt Pleasant | SC | 02/2024 | Present |
| Lpl Enterprise, Llc | Mt. Pleasant | SC | 11/2024 | Present |
1) 08/07/2025-Sage Wealth Strategies-Partner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 08/04/2025-160hrs/mth-130hrs/mth during trading 2) 01/12/2026-Provident Legacy Partners-Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business Location(s)-Start date 01/08/2026-160hrs/mth-130hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-30 |
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