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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-11-14
  • SC RA
    APPROVED
    Since 2024-11-14

Branch Locations

101 N Pine Street 4Th Floor Office J, Spartanburg, SC 29302 • United States

884 Allbritton Boulevard Suite 205, Mt. Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Tigerville SC 08/2016 05/2019
Hyatt Place Irmo SC 11/2017 03/2019
Colonial Marketing Association Lexington SC 05/2019 09/2020
Imstrong Apparel Spartanburg SC 09/2020 02/2021
Benson Nissan Spartanburg SC 03/2021 10/2021
Spartan Financial Spatanburg SC 10/2021 02/2022
Unemployed Spartanburg SC 03/2022 04/2022
Phenom People Ambler PA 04/2022 06/2022
Unemployed Spartanburg SC 07/2022 08/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2022 10/2023
Northwestern Mutual Investment Services Llc Spartanburg SC 12/2022 10/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2023 10/2023
Pruco Securities Llc Mt. Pleasant SC 11/2023 11/2024
The Prudential Insurance Company Of America Mt Pleasant SC 02/2024 Present
Lpl Enterprise, Llc Mt. Pleasant SC 11/2024 Present
  • 08/2016 → 05/2019
    Student
    Tigerville, SC
  • 11/2017 → 03/2019
    Hyatt Place
    Irmo, SC
  • 05/2019 → 09/2020
    Colonial Marketing Association
    Lexington, SC
  • 09/2020 → 02/2021
    Imstrong Apparel
    Spartanburg, SC
  • 03/2021 → 10/2021
    Benson Nissan
    Spartanburg, SC
  • 10/2021 → 02/2022
    Spartan Financial
    Spatanburg, SC
  • 03/2022 → 04/2022
    Unemployed
    Spartanburg, SC
  • 04/2022 → 06/2022
    Phenom People
    Ambler, PA
  • 07/2022 → 08/2022
    Unemployed
    Spartanburg, SC
  • 07/2022 → 10/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2022 → 10/2023
    Northwestern Mutual Investment Services Llc
    Spartanburg, SC
  • 07/2023 → 10/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2023 → 11/2024
    Mt. Pleasant, SC
  • 02/2024 → Present
    The Prudential Insurance Company Of America
    Mt Pleasant, SC
  • 11/2024 → Present
    Mt. Pleasant, SC
Previous Registrations
Other Businesses

1) 08/07/2025-Sage Wealth Strategies-Partner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 08/04/2025-160hrs/mth-130hrs/mth during trading 2) 01/12/2026-Provident Legacy Partners-Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business Location(s)-Start date 01/08/2026-160hrs/mth-130hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-02
S63 Uniform Securities Agent State Law Examination 2023-06-30
  • S65 Uniform Investment Adviser Law Examination
    2024-02-02
  • S63 Uniform Securities Agent State Law Examination
    2023-06-30
Other Names
  • George Case
  • George Talon Case
  • George T Case

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