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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067-5040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-18 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067-5040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Pacific Bridge Companies | Monrovia | CA | 06/2018 | 08/2018 |
| Full-Time Education | Boulder | CO | 09/2018 | 04/2019 |
| Full-Time Education | Boulder | CO | 08/2015 | 05/2018 |
| The Prudential Insurance Company Of America | Los Angeles | CA | 08/2019 | 12/2019 |
| Transamerica Financial Advisors, Inc | Woodland Hills | CA | 04/2020 | 04/2022 |
| World Financial Group, Inc. | Woodland Hills | CA | 11/2019 | 04/2022 |
| Prudential Financial | Los Angeles | CA | 05/2019 | 12/2019 |
| Student | Boulder | CO | 08/2015 | 05/2019 |
| Charles Schwab & Co., Inc. | Los Angeles | CA | 04/2022 | 01/2024 |
| World Financial Group, Inc. | Woodland Hills | CA | 11/2019 | 04/2022 |
| Student | Boulder | CO | 08/2015 | 05/2019 |
| Full-Time Education | Boulder | CO | 09/2018 | 04/2019 |
| Prudential Financial | Los Angeles | CA | 05/2019 | 12/2019 |
| Fidelity Investments | Los Angeles | CA | 05/2024 | 11/2024 |
| Full-Time Education | Boulder | CO | 08/2015 | 05/2018 |
| Charles Schwab & Co., Inc. | Los Angeles | CA | 04/2022 | 01/2024 |
| The Prudential Insurance Company Of America | Los Angeles | CA | 08/2019 | 12/2019 |
| Transamerica Financial Advisors, Inc | Woodland Hills | CA | 04/2020 | 04/2022 |
| Charles Schwab Bank, Ssb | Los Angeles | CA | 04/2022 | 01/2024 |
| The Pacific Bridge Companies | Monrovia | CA | 06/2018 | 08/2018 |
| Unemployed | Los Angeles | CA | 01/2024 | 05/2024 |
| Ses Llc | Los Angeles | CA | 12/2024 | Present |
| Sia Llc | Los Angeles | CA | 12/2024 | Present |
SIA LLC POSITION: Associate Relationship Manager, NATURE: RIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120, START DATE: 12/2/2024 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-22 |
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