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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2026-06-22 |
Branch Locations
Green River, WY • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Rock Springs | WY | 05/2019 | 08/2020 |
| Wells Fargo Clearing Services, Llc | Rock Springs | WY | 05/2012 | 01/2020 |
| Rocky Mountain Bank | Rock Springs | WY | 02/2016 | 02/2019 |
| Wells Fargo Clearing Services, Llc | Rock Springs | WY | 03/2020 | 08/2020 |
| Lpl Financial, Llc | Rock Springs | WY | 09/2020 | 06/2023 |
| J.W. Cole Financial, Inc. | Tampa | FL | 07/2023 | 11/2025 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 01/2025 | 11/2025 |
| Lpl Enterprise Llc | St Louis Park | MN | 11/2025 | 05/2026 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 05/2026 | Present |
| Empower Financial Services, Inc | Greenwood Village | CO | 05/2026 | Present |
3) 11/11/2025 - Cowboys Against Cancer - Non-Profit Board Member - Start date 02/05/2020 - Rock Springs, WY - NOT INV REL - 2 hrs/mth | 0 hrs during trading. 4) 11/11/2025 - Jennifer Drinkle - Notary - Start date 03/15/2024 - Green River, WY - NOT INV REL - 1 hrs/mth | 1 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-25 |
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