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Beth Anne Buckley

Morgan Stanley

Purchase, NY

Greenville, DE

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-01-30
NY RA APPROVED 2021-06-16
DE RA APPROVED 2014-11-17
  • PA RA
    APPROVED
    Since 2026-01-30
  • NY RA
    APPROVED
    Since 2021-06-16
  • DE RA
    APPROVED
    Since 2014-11-17

Branch Locations

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

500 Dupont Field Blvd Suite 300, Greenville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Greenville DE 10/2014 Present
Previous Registrations
  • 2010-11-24 → 2014-10-06
    Mma Asset Management Llc
    Conshohocken, PA
  • 2010-12-01 → 2014-04-07
    Lpl Financial Llc
    Plymouth Meeting, PA
    San Diego, CA
    Plymouth Meeting, PA
  • 2010-09-09 → 2010-12-01
    Nrp Advisors, Inc.
    Plymouth Meeting, PA
    Bryan, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-08
S63 Uniform Securities Agent State Law Examination 2008-07-22
  • S66 Uniform Combined State Law Examination
    2010-09-08
  • S63 Uniform Securities Agent State Law Examination
    2008-07-22
Other Names
  • Beth Anne Buckley
  • Beth Anne Rossi

View on SEC IAPD

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