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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-09
  • TX RA
    APPROVED
    Since 2022-12-09

Branch Locations

San Antonio, TX • United States

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Mcminnville OR 06/2019 11/2022
Lam Research Tualatin OR 06/2017 06/2019
United States Marine Corps San Diego CA 06/2012 06/2017
University Of Memphis Memphis TN 01/2020 Present
Capital Group / American Funds Distributors, Inc. San Antonio TX 12/2022 09/2024
Capital Client Group, Inc. San Antonio TX 09/2024 Present
  • 06/2019 → 11/2022
    Mcminnville, OR
  • 06/2017 → 06/2019
    Lam Research
    Tualatin, OR
  • 06/2012 → 06/2017
    United States Marine Corps
    San Diego, CA
  • 01/2020 → Present
    University Of Memphis
    Memphis, TN
  • 12/2022 → 09/2024
    Capital Group / American Funds Distributors, Inc.
    San Antonio, TX
  • 09/2024 → Present
    San Antonio, TX
Previous Registrations
  • 2019-08-20 → 2022-11-28
    Mcminnville, OR
    St Louis, MO
    Mcminnville, OR
    Mcminnville, OR
    Mcminnville, OR
    Mcminnville, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-17
  • S66 Uniform Combined State Law Examination
    2019-08-17

View on SEC IAPD

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