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Cary Winton Clevenger

Ubs Financial Services Inc.

Austin, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-12
NJ RA APPROVED 2020-11-19
  • TX RA
    APPROVED
    Since 2023-07-12
  • NJ RA
    APPROVED
    Since 2020-11-19

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hao Hao Restaurant Austin TX 07/2014 09/2016
Trattoria Lisina Driftwood TX 10/2016 03/2017
Marco's Pizza Kyle TX 04/2017 06/2017
N/A Buda TX 06/2017 03/2018
Rent-A-Horn Austin TX 03/2018 05/2019
N/A Buda TX 05/2019 07/2019
Ubs Financial Services Inc. Austin TX 07/2019 01/2020
Ubs Financial Services Inc. Austin TX 01/2020 Present
  • 07/2014 → 09/2016
    Hao Hao Restaurant
    Austin, TX
  • 10/2016 → 03/2017
    Trattoria Lisina
    Driftwood, TX
  • 04/2017 → 06/2017
    Marco's Pizza
    Kyle, TX
  • 06/2017 → 03/2018
    N/A
    Buda, TX
  • 03/2018 → 05/2019
    Rent-A-Horn
    Austin, TX
  • 05/2019 → 07/2019
    N/A
    Buda, TX
  • 07/2019 → 01/2020
    Ubs Financial Services Inc.
    Austin, TX
  • 01/2020 → Present
    Ubs Financial Services Inc.
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-16
  • S66 Uniform Combined State Law Examination
    2020-11-16

View on SEC IAPD

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