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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 05/2019 | Present |
| Bank Of America, N.A. | Houston | TX | 05/2019 | Present |
| Miner Ltd Dba Overhead Door Company Of Houston | Houston | TX | 11/2015 | 05/2019 |
| Champions Real Estate Group | Houston | TX | 06/2011 | 06/2017 |
I*123770 For profit or not for profit: For-Profit Organization Name of outside business organization: 3J Investments LLC Investment related: Y Address of business: Houston, Texas 77095 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 7/6/2015 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: LLC to hold and lease real property. Duties: Manage the property manager. I*124413 For profit or not for profit: For-Profit Organization Name of outside business organization: LLC Investment related: Y Address of business: Lake Jackson, Texas 77566 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 5/23/2019 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Purpose: Lease real property located at business address. Task: Manage Property Manager. I*124416 For profit or not for profit: For-Profit Organization Name of outside business organization: Nexgen Container Concepts LLC Investment related: Y Address of business: Houston, Texas 77095 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 5/1/2018 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Purpose: Buy and Sell A property in 2018 Task: None, property was sold in 2018, LLC is not actively used in 2019 I*8745 For profit or not for profit: Name of outside business organization: Rental Investment related: Address of business: Lake Jackson, Texas 77566 Nature of business: , Position, title, association: , Start date of relationship: 9/6/2019 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*1528258 For profit or not for profit: Entity For Profit Name of outside business organization: Oriole Housing LLC Investment related: N Address of business: Houston, Texas, 77095, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 11/1/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Residential Real Estate Rental
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-09 |
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