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Erica Allyn Appleby

Equitable Advisors, LLC

Bala Cynwyd, PA

Collegeville, PA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2006-09-14
  • PA RA
    APPROVED
    Since 2006-09-14

Branch Locations

1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States

Collegeville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2006 06/2020
Equitable Advisors, Llc New York NY 06/2006 Present
Other Businesses

Outside insurance activity, Guardian and Lincoln Life

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-06
  • S66 Uniform Combined State Law Examination
    2006-09-06
Other Names
  • ..

View on SEC IAPD

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