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Christopher Arthur Chouinard

LPl Financial LLC

South Portland, ME

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2023-01-03
  • ME RA
    APPROVED
    Since 2023-01-03

Branch Locations

600 Sable Oaks Dr Ste 240, South Portland, ME 04106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Portland ME 10/2009 Present
Bay Financial Advisors, Inc. Waltham MA 01/2010 12/2021
  • 10/2009 → Present
    Portland, ME
  • 01/2010 → 12/2021
    Bay Financial Advisors, Inc.
    Waltham, MA
Previous Registrations
  • 2010-01-25 → 2021-12-31
    Bay Financial Advisors, Inc.
    Waltham, MA
    Ft. Lauderdale, FL
    Ft. Lauderdale, FL
    Waltham, MA
Other Businesses

(1) 10/21/2009: Bay Financial Associates, LLC - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) (2) 01/23/2025 - CHRISTOPHER CHOUINARD - Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s) - Start Date:01/17/2025 - 1 Hrs/Mth - 0 Hrs During Trading. (3) 06/08/2026 - Legacy Point Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2026 - 240 hours per month/ 110 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-23
  • S66 Uniform Combined State Law Examination
    2005-11-23
Designations

View on SEC IAPD

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