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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2023-01-03 |
Branch Locations
600 Sable Oaks Dr Ste 240, South Portland, ME 04106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Portland | ME | 10/2009 | Present |
| Bay Financial Advisors, Inc. | Waltham | MA | 01/2010 | 12/2021 |
(1) 10/21/2009: Bay Financial Associates, LLC - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) (2) 01/23/2025 - CHRISTOPHER CHOUINARD - Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s) - Start Date:01/17/2025 - 1 Hrs/Mth - 0 Hrs During Trading. (3) 06/08/2026 - Legacy Point Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2026 - 240 hours per month/ 110 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-23 |
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