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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-09
HI RA APPROVED 2024-10-16
  • TX RA
    APPROVED
    Since 2026-03-09
  • HI RA
    APPROVED
    Since 2024-10-16

Branch Locations

95-390 Kuahelani Avenue, Mililani, HI 96789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Honolulu HI 06/2020 Present
First Hawaiian Bank Honolulu HI 06/2020 Present
Northern Arizona University Flagstaff AZ 01/2020 06/2020
Northern Arizona University Flagstaff AZ 01/2020 06/2020
Tsuru Ton Tan Honolulu HI 12/2019 01/2020
Northern Arizona University Flagstaff AZ 01/2019 12/2019
Northern Arizona University Flagstaff AZ 08/2019 12/2019
Tsuru Ton Tan Honolulu HI 05/2019 08/2019
Northern Arizona University Flagstaff AZ 01/2019 05/2019
Tsuru Ton Tan Honolulu HI 12/2018 01/2019
Northern Arizona University Flagstaff AZ 08/2018 12/2018
Tsuru Ton Tan Honolulu HI 05/2018 08/2018
Northern Arizona University Flagstaff AZ 08/2016 05/2018
Raymond James Financial Services Advisors, Inc Honolulu HI 10/2024 Present
Service Specialist Service Specialist HI 08/2020 Present
  • 06/2020 → Present
    Raymond James Financial Services, Inc.
    Honolulu, HI
  • 06/2020 → Present
    First Hawaiian Bank
    Honolulu, HI
  • 01/2020 → 06/2020
    Northern Arizona University
    Flagstaff, AZ
  • 01/2020 → 06/2020
    Northern Arizona University
    Flagstaff, AZ
  • 12/2019 → 01/2020
    Tsuru Ton Tan
    Honolulu, HI
  • 01/2019 → 12/2019
    Northern Arizona University
    Flagstaff, AZ
  • 08/2019 → 12/2019
    Northern Arizona University
    Flagstaff, AZ
  • 05/2019 → 08/2019
    Tsuru Ton Tan
    Honolulu, HI
  • 01/2019 → 05/2019
    Northern Arizona University
    Flagstaff, AZ
  • 12/2018 → 01/2019
    Tsuru Ton Tan
    Honolulu, HI
  • 08/2018 → 12/2018
    Northern Arizona University
    Flagstaff, AZ
  • 05/2018 → 08/2018
    Tsuru Ton Tan
    Honolulu, HI
  • 08/2016 → 05/2018
    Northern Arizona University
    Flagstaff, AZ
  • 10/2024 → Present
    Honolulu, HI
  • 08/2020 → Present
    Service Specialist
    Service Specialist, HI
Other Businesses

(1)Name of Business: Service Specialist Address: 999 Bishop St Ste 1850, Honolulu, HI, 96813-4457, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/15/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Administrative job duties. Back-office day to day operations. (2) First Hawaiian Bank; yes investment related; Honolulu, HI; Financial Institution; Bank Associate; Bank Associate; 06/2020; 160hrs/month; 80hrs/month during trading hours; Bank Associate First Hawaiian Advisors; not investment related; Honolulu, HI; support company DBA; Advisor; Advisor; 06/2020; 0hrs/month; 0hrs/month during trading hours; Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-23
  • S66 Uniform Combined State Law Examination
    2024-09-23

View on SEC IAPD

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