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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-09 |
| HI | RA | APPROVED | 2024-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Honolulu | HI | 06/2020 | Present |
| First Hawaiian Bank | Honolulu | HI | 06/2020 | Present |
| Northern Arizona University | Flagstaff | AZ | 01/2020 | 06/2020 |
| Northern Arizona University | Flagstaff | AZ | 01/2020 | 06/2020 |
| Tsuru Ton Tan | Honolulu | HI | 12/2019 | 01/2020 |
| Northern Arizona University | Flagstaff | AZ | 01/2019 | 12/2019 |
| Northern Arizona University | Flagstaff | AZ | 08/2019 | 12/2019 |
| Tsuru Ton Tan | Honolulu | HI | 05/2019 | 08/2019 |
| Northern Arizona University | Flagstaff | AZ | 01/2019 | 05/2019 |
| Tsuru Ton Tan | Honolulu | HI | 12/2018 | 01/2019 |
| Northern Arizona University | Flagstaff | AZ | 08/2018 | 12/2018 |
| Tsuru Ton Tan | Honolulu | HI | 05/2018 | 08/2018 |
| Northern Arizona University | Flagstaff | AZ | 08/2016 | 05/2018 |
| Raymond James Financial Services Advisors, Inc | Honolulu | HI | 10/2024 | Present |
| Service Specialist | Service Specialist | HI | 08/2020 | Present |
(1)Name of Business: Service Specialist Address: 999 Bishop St Ste 1850, Honolulu, HI, 96813-4457, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/15/2020 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Administrative job duties. Back-office day to day operations. (2) First Hawaiian Bank; yes investment related; Honolulu, HI; Financial Institution; Bank Associate; Bank Associate; 06/2020; 160hrs/month; 80hrs/month during trading hours; Bank Associate First Hawaiian Advisors; not investment related; Honolulu, HI; support company DBA; Advisor; Advisor; 06/2020; 0hrs/month; 0hrs/month during trading hours; Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-23 |
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