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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-14 |
| FL | RA | APPROVED | 2025-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Miamifl | FL | 07/2022 | Present |
| Merrill Lynch | Miami | FL | 05/2022 | 06/2022 |
| Rings End Inc | Darien | CT | 04/2022 | 05/2022 |
| Innova | Guayaquil | 01/2021 | 02/2022 | |
| Medicompanies | Guayaquil | 01/2020 | 01/2021 | |
| Universal Coin International | Guayaquil | 12/2017 | 12/2019 | |
| Kleinsad S.A. | Guayaquil | 10/2012 | 11/2017 | |
| Unemployed | Darien | CT | 02/2022 | 04/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-19 |
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