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Alberto Zapata Abad

Wells Fargo Clearing Services, LLC

Los Angeles, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-30
CA RA APPROVED 2021-10-19
  • TX RA
    APPROVED
    Since 2022-06-30
  • CA RA
    APPROVED
    Since 2021-10-19

Branch Locations

10877 Wilshire Blvd Ste 1700, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Marina Del Rey CA 08/2009 Present
Wells Fargo Clearing Services Llc Marina Del Rey CA 05/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-18
S63 Uniform Securities Agent State Law Examination 2019-08-12
  • S66 Uniform Combined State Law Examination
    2021-10-18
  • S63 Uniform Securities Agent State Law Examination
    2019-08-12
Other Names
  • Jose Alberto Zapata Abad
  • Alberto Zapataabad

View on SEC IAPD

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