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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-01-14 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
1345 W. West Branch Rd. Suite A, Prudenville, MI 48651 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2019 | 02/2023 |
| C21 Rosco Llc | Roscommon | MI | 01/2016 | 05/2019 |
| The Huntington Investment Company | Columbus | OH | 02/2023 | 04/2024 |
| Parkland Securities, Llc | Ann Arbor | MI | 04/2024 | 12/2024 |
| Sigma Planning Corporation | Ann Arbor | MI | 04/2024 | Present |
| Sigma Financial Corporation | Ann Arbor | MI | 01/2025 | Present |
1. Northern Michigan Insurance and Financial LLC, Houghton Lake, MI. Personally owned LLC. Start date: 4/10/24. 2. Northern Michigan Health Insurance Plus, Houghton Lake, MI. Sale of non-variable insurance products, including life and health insurance, through various insurance companies. Start date: 1/12/25, approx. 80 hrs/mo. with 90% during mkt hrs. INV REL: Y 3. DBA - IvoryGrey Financial Strategies, Houghton Lake, MI. Name used for financial services business for products offered through Sigma Financial Corp. and Sigma Planning Corp. Start date: 2/21/25, approx. 100 hrs/mo, 90% during mkt hrs. INV REL: Y 4. Strategic Planning Concepts aka SPC Wealth Management - providing financial services, including investment advice, financial planning and life insurance to referral clients. Start date: 1/2/25, approx. 40 hrs/mo, 90% during mkt hrs. INV REL: Y 5. J Wykoff Contracting LLC, Houghton Lake, MI. Bookkeeper/Office Administrator - complete entry of accounts payable and receivables, account reconciliation and reports to owner and accountant for review. Start date: 10/1/18, approx. 15 hrs/mo, 20% during mkt hrs. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-03 |
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