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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-09-02 |
Branch Locations
21 S Wayne St, Lewistown, PA 17044 • United States
Lewistown, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Lewistown | PA | 05/2019 | Present |
| Ameriprise Financial Services, Llc | Lewistown | PA | 06/2015 | 05/2019 |
| Pacers Sports & Entertainment | Indianapolis | IN | 06/2017 | 08/2017 |
Board of Directors; Mifflin County Library Board of Directors; Library Board Member; 123 N. Wayne Street, , Lewistown, PA, 17044; Not Investment-Related; 08/18/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Hawstone Hollow Winery; Server - I work a few weekends out of the month to serve wine tastings to customers. I help clean the shop at the end of the day, stock shelves, balance the cash register at the end of the day, and work a handful of winery festivals in the summer.; Winery; 11 Hawstone Road, , Lewistown, PA, 17044; Not Investment-Related; 07/06/2019; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-01 |
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