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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-08-23
  • CT RA
    APPROVED
    Since 2019-08-23

Branch Locations

2 Pickwick Plz, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwich CT 05/2019 Present
Unemployed Greenwich CT 03/2018 05/2019
State Street Global Advisors Stamford CT 07/2016 03/2018
Bank Of America, N. A. Greenwich CT 07/2019 Present
  • 05/2019 → Present
    Greenwich, CT
  • 03/2018 → 05/2019
    Unemployed
    Greenwich, CT
  • 07/2016 → 03/2018
    State Street Global Advisors
    Stamford, CT
  • 07/2019 → Present
    Bank Of America, N. A.
    Greenwich, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-22
  • S66 Uniform Combined State Law Examination
    2019-08-22
Other Names
  • William Healey

View on SEC IAPD

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