Alanna Richman

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-03-29
CA	RA	APPROVED	2023-03-24

TX RA
APPROVED

Since 2023-03-29
CA RA
APPROVED

Since 2023-03-24

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	01/2021	Present
Marlborough High School	Los Angeles	CA	09/2010	09/2016
Colgate University	Hamilton	NY	09/2016	06/2020
Westmac Commercial Real Estate	Los Angeles	CA	09/2020	12/2020

01/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA
09/2010 → 09/2016

Marlborough High School

Los Angeles, CA
09/2016 → 06/2020

Colgate University

Hamilton, NY
09/2020 → 12/2020

Westmac Commercial Real Estate

Los Angeles, CA

Other Businesses

I*1325289 For profit or not for profit: Entity For Profit Name of outside business organization: Closet Club LLC Investment related: N Address of business: Los Angeles, CA, 90048, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 6/5/2023 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , An online business that sells vintage and pre-worn clothing and some of the proceeds go to charity.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-22

S66 Uniform Combined State Law Examination

2023-03-22