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Faran Shaker

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-23
CA RA APPROVED 2019-09-06
  • TX RA
    APPROVED
    Since 2019-12-23
  • CA RA
    APPROVED
    Since 2019-09-06

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 05/2019 Present
Laz Parking Los Angeles CA 04/2012 05/2019
Professor Egghead Science Academy Glendale CA 08/2017 05/2019
Bank Of America, N.A. Los Angeles CA 07/2019 Present
  • 05/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 04/2012 → 05/2019
    Laz Parking
    Los Angeles, CA
  • 08/2017 → 05/2019
    Professor Egghead Science Academy
    Glendale, CA
  • 07/2019 → Present
    Bank Of America, N.A.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-30
  • S66 Uniform Combined State Law Examination
    2019-08-30

View on SEC IAPD

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