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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • SD RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Sioux Falls, SD • United States

302 3Rd Ave. South Suite C, Clear Lake, SD 57226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Sioux Falls SD 12/2002 05/2020
Princor Financial Services Corporation Sioux Falls SD 03/2005 05/2020
Farm Legacy Group Sioux Falls SD 05/2015 Present
Pruco Securities, Llc. Sioux Falls SD 05/2020 11/2024
Prudential Insurance Company Of America Sioux Falls SD 05/2020 Present
Lpl Enterprise, Llc Sioux Falls SD 11/2024 Present
  • 12/2002 → 05/2020
    Principal Life Insurance Company
    Sioux Falls, SD
  • 03/2005 → 05/2020
    Princor Financial Services Corporation
    Sioux Falls, SD
  • 05/2015 → Present
    Farm Legacy Group
    Sioux Falls, SD
  • 05/2020 → 11/2024
    Sioux Falls, SD
  • 05/2020 → Present
    Prudential Insurance Company Of America
    Sioux Falls, SD
  • 11/2024 → Present
    Sioux Falls, SD
Previous Registrations
  • 2020-05-05 → 2024-11-14
    Sioux Falls, SD
    Sioux Falls, SD
    Omaha, NE
    Sioux Falls, SD
    St. Louis Park, MN
    Sioux Falls, SD
    St. Louis Park, MN
    Clear Lake, SD
  • 2008-03-19 → 2020-05-14
    Sioux Falls, SD
    Sioux Falls, SD
Other Businesses

1) 03/10/2025 - Notary - SD Notary - not inv. related - at Sioux Falls, SD- start date 10/06/2023 - 1hr/mnth-1hr during trading 2) 11/14/2024 - Principal Financial Group - Non-Variable Insurance - Was an agent with them - inv. related -at Des Moines, IA - start date 08/20/2024-2hrs/mnth-2hrs during trading 3)11/14/2024 - Graber and Associates - Non-Variable Insurance - Insurance - inv. related - at Sioux Falls, SD- start date 08/09/2008 - 5hrs/mnth-2hrs during trading 4) 11/14/2024 - Farm Legacy Group - DBA for LPL Business (entity for LPL business) - inv. related - at reported business location(s)- start date 05/04/2015 - 200hrs/mnth-200hrs during trading 5) 09/12/2025-Karen Winblade-Owner of house to be rented by Salisbury Property Management-Real Estate Rental-Inv related-At Sunrise Beach, MO-Start date 09/10/2025-2hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-15
S63 Uniform Securities Agent State Law Examination 2006-02-28
  • S65 Uniform Investment Adviser Law Examination
    2008-03-15
  • S63 Uniform Securities Agent State Law Examination
    2006-02-28
Other Names
  • Karen Elaine Crabtree

View on SEC IAPD

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