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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
Sioux Falls, SD • United States
302 3Rd Ave. South Suite C, Clear Lake, SD 57226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Sioux Falls | SD | 12/2002 | 05/2020 |
| Princor Financial Services Corporation | Sioux Falls | SD | 03/2005 | 05/2020 |
| Farm Legacy Group | Sioux Falls | SD | 05/2015 | Present |
| Pruco Securities, Llc. | Sioux Falls | SD | 05/2020 | 11/2024 |
| Prudential Insurance Company Of America | Sioux Falls | SD | 05/2020 | Present |
| Lpl Enterprise, Llc | Sioux Falls | SD | 11/2024 | Present |
1) 03/10/2025 - Notary - SD Notary - not inv. related - at Sioux Falls, SD- start date 10/06/2023 - 1hr/mnth-1hr during trading 2) 11/14/2024 - Principal Financial Group - Non-Variable Insurance - Was an agent with them - inv. related -at Des Moines, IA - start date 08/20/2024-2hrs/mnth-2hrs during trading 3)11/14/2024 - Graber and Associates - Non-Variable Insurance - Insurance - inv. related - at Sioux Falls, SD- start date 08/09/2008 - 5hrs/mnth-2hrs during trading 4) 11/14/2024 - Farm Legacy Group - DBA for LPL Business (entity for LPL business) - inv. related - at reported business location(s)- start date 05/04/2015 - 200hrs/mnth-200hrs during trading 5) 09/12/2025-Karen Winblade-Owner of house to be rented by Salisbury Property Management-Real Estate Rental-Inv related-At Sunrise Beach, MO-Start date 09/10/2025-2hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-28 |
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