Best Investors Account Sign in

Elizabeth Ann Sweetra

Ubs Financial Services Inc.

Short Hills, NJ

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-31
FL RA APPROVED 2022-02-04
NJ RA APPROVED 2021-11-08
  • TX RA
    APPROVED_RES
    Since 2026-03-31
  • FL RA
    APPROVED
    Since 2022-02-04
  • NJ RA
    APPROVED
    Since 2021-11-08

Branch Locations

51 Jfk Parkway Suite 303, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Short Hills NJ 07/2021 Present
New York University New York NY 09/2017 05/2021
Northwestern Mutual New York NY 07/2020 10/2020
Cranberry Sunset Farm Long Valley NJ 05/2020 07/2020
Fcm Client Services Center New York NY 09/2018 05/2020
Ubs Red Bank NJ 05/2019 08/2019
Sony Music Entertainment New York NY 04/2017 06/2017
Oak Knoll Summit NJ 01/2011 06/2017
  • 07/2021 → Present
    Ubs Financial Services Inc
    Short Hills, NJ
  • 09/2017 → 05/2021
    New York University
    New York, NY
  • 07/2020 → 10/2020
    Northwestern Mutual
    New York, NY
  • 05/2020 → 07/2020
    Cranberry Sunset Farm
    Long Valley, NJ
  • 09/2018 → 05/2020
    Fcm Client Services Center
    New York, NY
  • 05/2019 → 08/2019
    Ubs
    Red Bank, NJ
  • 04/2017 → 06/2017
    Sony Music Entertainment
    New York, NY
  • 01/2011 → 06/2017
    Oak Knoll
    Summit, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-05
  • S66 Uniform Combined State Law Examination
    2021-11-05
Other Names
  • Elizabeth Sweetra
  • Liz Sweetra

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
RIDGEWOOD INVESTMENTS
J.P. MORGAN SECURITIES LLC
DORCHESTER ADVISORS LLC
ESTEE ADVISORS LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
UNITED SUCCESS WEALTH MANAGEMENT
TRANSAMERICA FINANCIAL ADVISORS, LLC

Other Investors

DAVID SETH LEIBOWITZ
VALERIE RUBIO LEMMON
TERRANCE PATRICK MCGUIRE
KAUSHAL BHUPENDRA MAJMUDAR
Kevin R Walker
Renee OConnor
John Varghese Cholankeril
DUSHYANT PANDIT

Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

More in Short Hills, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor