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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-07-09 |
Branch Locations
3750 Park East Drive, Suite 200, Beachwood, OH 44122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Ertz | Cleveland | OH | 01/2020 | 03/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2019 | 01/2020 |
| Heidelberg University | Tiffin | OH | 08/2018 | 05/2019 |
| Jurus Plaster & Stucco | Kirtland | OH | 05/2018 | 08/2018 |
| Heidelberg University | Tiffin | OH | 08/2017 | 05/2018 |
| Tavern 6 | Kirtland | OH | 05/2017 | 08/2017 |
| Heidelberg University | Tiffin | OH | 08/2016 | 05/2017 |
| Northwestern Mutual Investment Services Llc | Cleveland | OH | 07/2020 | 01/2024 |
| John Ertz | Cleveland | OH | 03/2021 | 01/2024 |
| Lpl Financial Llc | Beachwood | OH | 03/2024 | Present |
| Unemployed | Mentor | OH | 01/2024 | 03/2024 |
| Stratos Wealth Partners, Ltd | Beachwood | OH | 07/2024 | Present |
1) 03/2024 - Stratos Wealth Partners / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2? 03/2024 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-25 |
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