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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-08-06
TX RA APPROVED_RES 2019-08-05
  • IL RA
    APPROVED
    Since 2019-08-06
  • TX RA
    APPROVED_RES
    Since 2019-08-05

Branch Locations

3416 Harlem Ave , Il, Usa,, Riverside, IL 60546 • United States

1000 Jorie Blvd. Suite 208, Oak Brook, IL 60542 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Chicago IL 03/2011 08/2019
Raymond James Financial Services, Inc Riverside IL 08/2019 Present
  • 03/2011 → 08/2019
    Raymond James & Associates
    Chicago, IL
  • 08/2019 → Present
    Raymond James Financial Services, Inc
    Riverside, IL
Previous Registrations
Other Businesses

(1)Name of Business: TDR Property Consultants Address: 5855 N. Kenneth Ave, Chicago, IL, 60646, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/16/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect rent and pay bills. Make administrative decisions. (2)Name of Business: Todd Raclaw Investments, LLC Address: 3416 S. Harlem Ave, Riverside, IL, 60546, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 07/22/2022 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Purpose of setting up llc for payroll purposes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-11
S63 Uniform Securities Agent State Law Examination 2005-06-24
  • S65 Uniform Investment Adviser Law Examination
    2016-07-11
  • S63 Uniform Securities Agent State Law Examination
    2005-06-24

View on SEC IAPD

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