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Current Employers
Bny Mellon Securities Corporation

240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-17
  • NY RA
    APPROVED
    Since 2023-08-17

Branch Locations

New York, NY • United States

240 Greenwich Street, New York, NY 10286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fruzion Lacrosse Club Denver CO 05/2017 08/2017
Corbet's Cabin Jackson WY 06/2018 08/2018
Ubs Financial Services, Inc. New York City NY 05/2019 08/2019
Colgate University Hamilton NY 05/2016 05/2020
Ubs Financial Services, Inc. - Wac Weehawken NJ 07/2020 01/2023
Bny Mellon Securities Corporation New York NY 08/2023 Present
Unemployed New York NY 01/2023 08/2023
  • 05/2017 → 08/2017
    Fruzion Lacrosse Club
    Denver, CO
  • 06/2018 → 08/2018
    Corbet's Cabin
    Jackson, WY
  • 05/2019 → 08/2019
    New York City, NY
  • 05/2016 → 05/2020
    Colgate University
    Hamilton, NY
  • 07/2020 → 01/2023
    Ubs Financial Services, Inc. - Wac
    Weehawken, NJ
  • 08/2023 → Present
    New York, NY
  • 01/2023 → 08/2023
    Unemployed
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-22
  • S66 Uniform Combined State Law Examination
    2020-12-22

View on SEC IAPD

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