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240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-17 |
Branch Locations
240 Greenwich Street, New York, NY 10286 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fruzion Lacrosse Club | Denver | CO | 05/2017 | 08/2017 |
| Corbet's Cabin | Jackson | WY | 06/2018 | 08/2018 |
| Ubs Financial Services, Inc. | New York City | NY | 05/2019 | 08/2019 |
| Colgate University | Hamilton | NY | 05/2016 | 05/2020 |
| Ubs Financial Services, Inc. - Wac | Weehawken | NJ | 07/2020 | 01/2023 |
| Bny Mellon Securities Corporation | New York | NY | 08/2023 | Present |
| Unemployed | New York | NY | 01/2023 | 08/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-22 |
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