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Leona Kathleen Barber

Commonwealth Financial Network

Waltham, MA

Chelsea, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-03-05
  • MA RA
    APPROVED
    Since 2024-03-05

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • UNITED STATES

Chelsea, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Merrimac NH 05/2019 07/2020
Foot Locker Salem NH 12/2018 05/2019
University Of Massachusetts Boston Boston MA 10/2018 05/2019
Foot Paths Boston MA 11/2012 12/2018
Hanesbrands Wrentham MA 06/2017 09/2017
Education University Of Massachusetts Boston Boston MA 08/2014 12/2017
Education University Of Massachusetts Boston Boston MA 08/2018 05/2019
Mml Investors Services Bedford NH 08/2020 02/2024
Commonwealth Financial Network Waltham MA 02/2024 Present
  • 05/2019 → 07/2020
    Fidelity Brokerage Services Llc
    Merrimac, NH
  • 12/2018 → 05/2019
    Foot Locker
    Salem, NH
  • 10/2018 → 05/2019
    University Of Massachusetts Boston
    Boston, MA
  • 11/2012 → 12/2018
    Foot Paths
    Boston, MA
  • 06/2017 → 09/2017
    Hanesbrands
    Wrentham, MA
  • 08/2014 → 12/2017
    Education University Of Massachusetts Boston
    Boston, MA
  • 08/2018 → 05/2019
    Education University Of Massachusetts Boston
    Boston, MA
  • 08/2020 → 02/2024
    Mml Investors Services
    Bedford, NH
  • 02/2024 → Present
    Commonwealth Financial Network
    Waltham, MA
Previous Registrations
  • 2022-03-17 → 2024-02-22
    Mml Investors Services, Llc
    Bedford, NH
  • 2020-02-12 → 2020-07-14
    Fidelity Personal And Workplace Advisors
    Merrimack, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-03
  • S66 Uniform Combined State Law Examination
    2020-01-03
Other Names
  • Leona Kathleen Smith
  • Leona Smith

View on SEC IAPD

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Other Offices

MONTIS FINANCIAL, LLC · WALTHAM, MA
PROSPECT HILL GROWTH PARTNERS, L.P. · WALTHAM, MA
BALLENTINE PARTNERS · WALTHAM, MA
BALLENTINE PARTNERS · WALTHAM, MA
BALLENTINE PARTNERS · Waltham, MA
BALLENTINE PARTNERS · Waltham, MA
BALLENTINE PARTNERS · Waltham, MA
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