Diva Jain

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2019-09-13
TX	RA	APPROVED	2017-05-18
PA	RA	APPROVED	2017-03-17

NJ RA
APPROVED

Since 2019-09-13
TX RA
APPROVED

Since 2017-05-18
PA RA
APPROVED

Since 2017-03-17

Branch Locations

1100-1800 American Blvd, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Newtown	PA	10/2015	Present
Bank Of America, N.A.	Newtown	PA	10/2015	Present

10/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newtown, PA
10/2015 → Present

Bank Of America, N.A.

Newtown, PA

Other Businesses

I*9424 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Newtown, Pennsylvania 18940 Nature of business: Position, title, association: Start date of relationship: 2/3/2020 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-03-16

S66 Uniform Combined State Law Examination

2017-03-16