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Timothy Alan Sample

Sample Financial Solutions, LLC

Aurora, CO

Greenwood Village, CO

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Current Employers
Sample Financial Solutions, Llc

Aurora, CO • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-22
CO RA APPROVED 2019-10-25
  • TX RA
    APPROVED_RES
    Since 2021-07-22
  • CO RA
    APPROVED
    Since 2019-10-25

Branch Locations

Aurora, CO • United States

5445 Dtc Parkway Penthouse 4, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western Union Financial Services Denver CO 11/2007 11/2019
Sample Financial Solutions, Llc Aurora CO 03/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-15
  • S65 Uniform Investment Adviser Law Examination
    2018-12-15
Designations

View on SEC IAPD

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