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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-25 |
| FL | RA | APPROVED | 2021-11-12 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
3109 W Martin L King Jr Blvd Ste 600, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Batesville | IN | 06/2016 | 10/2021 |
| Fifth Third Securities | Batesville | IN | 04/2019 | 10/2021 |
| Fisher Investments | Tampa | FL | 11/2021 | Present |
the name of the other business; Amazon whether the business is investment-related; No the address of the other business; 2121 7th Ave Seattle, WA 98121 the nature of the other business;Product testing your position; Amazon Vine Voice title, or relationship with the other business; Amazon Vine Voice the start date of your relationship; 10/26/2022 the approximate number of hours/month you devote to the other business; 3 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Product testing
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-15 |
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