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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-03 |
| WA | RA | APPROVED | 2021-03-22 |
| TX | RA | APPROVED | 2020-02-24 |
| CA | RA | APPROVED | 2019-07-15 |
Branch Locations
Signal Hill, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voith Hydro Inc. | York | PA | 03/2007 | 05/2019 |
| Lpl Financial Llc | York | PA | 05/2019 | Present |
1) 05/24/2019 - Del Mar Investment Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/2019 - 160 hr/mth 2)05/24/2019 - Weiss Global Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/2019 - 160 hr/mth 3)05/24/2019 - Aardvark Alley LLC - Business Entity For Tax/Investment Purposes Only - inv rel - York, PA - start: 04/2016
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-12 |
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