Best Investors Account Sign in
Inactive

Nuthira Neal

Nn Investment Advisory, LLC

Santa Barbara, CA

Claim This Profile
Current Employers
Nn Investment Advisory, Llc

Santa Barbara, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-29
TX RA APPROVED 2024-07-29
  • CA RA
    APPROVED
    Since 2024-07-29
  • TX RA
    APPROVED
    Since 2024-07-29

Branch Locations

Santa Barbara, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2019 06/2024
Unemployed Santa Barbara CA 11/2018 06/2019
Astrazeneca Wilmington DE 11/2002 11/2018
Nn Investment Advisory, Llc Santa Barbara CA 07/2024 Present
  • 06/2019 → 06/2024
    Edward Jones
    St Louis, MO
  • 11/2018 → 06/2019
    Unemployed
    Santa Barbara, CA
  • 11/2002 → 11/2018
    Astrazeneca
    Wilmington, DE
  • 07/2024 → Present
    Nn Investment Advisory, Llc
    Santa Barbara, CA
Previous Registrations
  • 2019-08-06 → 2024-06-08
    Edward Jones
    Santa Barbara, CA
    Santa Barbara, CA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-03
  • S66 Uniform Combined State Law Examination
    2019-08-03

View on SEC IAPD

More in Santa Barbara, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor