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Current Employers
Guardian Wealth Advisors, Llc

2413 Blue Ridge Rd Suite 201, Raleigh, NC 27607 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-10-30
PA RA APPROVED 2023-10-27
  • NC RA
    APPROVED
    Since 2023-10-30
  • PA RA
    APPROVED
    Since 2023-10-27

Branch Locations

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Co/Polaris Advisors Camp Hill PA 02/2021 09/2021
Mml Investors Services Camp Hill PA 02/2021 09/2021
Polaris Advisors Camp Hill PA 05/2019 08/2019
Titleist Golf Company Fairhaven MA 04/2015 09/2018
Pine Brook Country Club Weston MA 04/2019 06/2019
Eastward Ho Golf Club Chatham MA 05/2020 09/2020
Unemployed Mechanicsburg PA 09/2020 02/2021
Bentley University Waltham MA 08/2016 05/2020
Lpl Financial, Llc Camp Hill PA 09/2021 10/2023
Guardian Wealth Advisors, Llc Raleigh NC 10/2023 Present
Private Client Services Raleigh NC 11/2023 Present
  • 02/2021 → 09/2021
    Mass Mutual Life Insurance Co/Polaris Advisors
    Camp Hill, PA
  • 02/2021 → 09/2021
    Mml Investors Services
    Camp Hill, PA
  • 05/2019 → 08/2019
    Polaris Advisors
    Camp Hill, PA
  • 04/2015 → 09/2018
    Titleist Golf Company
    Fairhaven, MA
  • 04/2019 → 06/2019
    Pine Brook Country Club
    Weston, MA
  • 05/2020 → 09/2020
    Eastward Ho Golf Club
    Chatham, MA
  • 09/2020 → 02/2021
    Unemployed
    Mechanicsburg, PA
  • 08/2016 → 05/2020
    Bentley University
    Waltham, MA
  • 09/2021 → 10/2023
    Camp Hill, PA
  • 10/2023 → Present
    Raleigh, NC
  • 11/2023 → Present
    Private Client Services
    Raleigh, NC
Previous Registrations
Other Businesses

1) Guardian Wealth Advisors. 4270 The Circle at the North Hills Street, Suite 200, Raleigh, NC 27609. RIA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-13
  • S66 Uniform Combined State Law Examination
    2021-09-13
Other Names
  • Rob George Falconer

View on SEC IAPD

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