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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-05-19
  • MI RA
    APPROVED
    Since 2026-05-19

Branch Locations

3883 Telegraph Rd, Ste 204, Bloomfield Hills, MI 48302 • United States

Royal Oak, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bloomfield Hills MI 05/2026 Present
Equitable Advisors, Llc New York NY 10/2020 10/2025
Unemployed Novi MI 09/2020 10/2020
Meadowbrook Country Club Northville MI 04/2011 08/2020
Michigan State Unviersity East Lansing MI 01/2017 02/2020
Northville Swim Club Northville MI 05/2018 08/2018
College Fresh Champaign IL 09/2018 03/2020
Michigan State University East Lansing MI 08/2016 05/2020
Axa Advisors, Llc Troy MI 05/2019 08/2019
Caitlin John, Llc Brighton MI 10/2025 05/2026
Investwise Wealth Management, Inc. Royal Oak MI 10/2025 05/2026
  • 05/2026 → Present
    Bloomfield Hills, MI
  • 10/2020 → 10/2025
    New York, NY
  • 09/2020 → 10/2020
    Unemployed
    Novi, MI
  • 04/2011 → 08/2020
    Meadowbrook Country Club
    Northville, MI
  • 01/2017 → 02/2020
    Michigan State Unviersity
    East Lansing, MI
  • 05/2018 → 08/2018
    Northville Swim Club
    Northville, MI
  • 09/2018 → 03/2020
    College Fresh
    Champaign, IL
  • 08/2016 → 05/2020
    Michigan State University
    East Lansing, MI
  • 05/2019 → 08/2019
    Axa Advisors, Llc
    Troy, MI
  • 10/2025 → 05/2026
    Caitlin John, Llc
    Brighton, MI
  • 10/2025 → 05/2026
    Investwise Wealth Management, Inc.
    Royal Oak, MI
Previous Registrations
Other Businesses

1. 05/2026 - INVESTWISE FINANCIAL - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 5/19/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-03
S63 Uniform Securities Agent State Law Examination 2021-06-10
  • S65 Uniform Investment Adviser Law Examination
    2025-03-03
  • S63 Uniform Securities Agent State Law Examination
    2021-06-10
Other Names
  • Thomas Carmelo Warner
  • Thomas Warner

View on SEC IAPD

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