Christopher J Spina

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-08-06
IL	RA	APPROVED	2023-12-05

NY RA
APPROVED

Since 2024-08-06
IL RA
APPROVED

Since 2023-12-05

Branch Locations

Chicago, IL • United States

303 E Wacker Dr Ste 1575, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Chicago	IL	05/2019	Present
City Of Chicago	Chicago	IL	05/2018	08/2018
City Of Chicago	Chicago	IL	05/2017	08/2018
Student	Chicago	IL	09/2018	04/2019
Student	Chicago	IL	09/2018	04/2019
Student	Chicago	IL	09/2017	04/2018
Student	Chicago	IL	09/2016	04/2017

05/2019 → Present

Ameriprise Financial Services, Llc

Chicago, IL
05/2018 → 08/2018

City Of Chicago

Chicago, IL
05/2017 → 08/2018

City Of Chicago

Chicago, IL
09/2018 → 04/2019

Student

Chicago, IL
09/2018 → 04/2019

Student

Chicago, IL
09/2017 → 04/2018

Student

Chicago, IL
09/2016 → 04/2017

Student

Chicago, IL

Other Businesses

Outside Employment; Blue Balloons LLC; Blue Balloons is the legal entity for Jensen & Associates, a private wealth advisory practice of Ameriprise Financial; Manage advisory business; 303 East Wacker Dr, Ste 1575, Chicago , IL, 60601; Investment-Related; 05/06/2019; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-12-04
S63	Uniform Securities Agent State Law Examination	2023-10-02

S65 Uniform Investment Adviser Law Examination

2023-12-04
S63 Uniform Securities Agent State Law Examination

2023-10-02