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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-01-23
TX RA APPROVED 2026-01-23
  • TN RA
    APPROVED
    Since 2026-01-23
  • TX RA
    APPROVED
    Since 2026-01-23

Branch Locations

751 Cool Springs Blvd, Suite 200, Franklin, TN 37067 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Franklin TN 08/2021 01/2026
University Of Memphis Memphis TN 08/2016 05/2021
Ameriprise Financial Services, Llc Franklin TN 06/2019 08/2019
Ameriprise Financial Services, Llc Franklin TN 06/2020 08/2020
Chubbies Nashville TN 06/2018 12/2018
Unemployed Gallatin TN 06/2021 07/2021
Newedge Securities Llc Pittsburgh PA 01/2026 Present
Newedge Advisors New Orleans LA 01/2026 Present
Previous Registrations
Other Businesses

Independent Insurance Brokering; United Health Care; 04/17/2023; Health. Board of Directors; Wholehearted Counseling Board; Treasurer; 4910 Main Street, , Spring Hill, TN, 37174; Not Investment-Related; 07/11/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Williamson County Schools; Boy's/girl's assistant Track and Field Coach - Coaching the Shotput & Discus events for both high school girls and boys.; ; 6281 Arno Road, , Franklin, TN, 37064; Not Investment-Related; 02/01/2023; 10 to 19 hours per month; 0 during trading hours. **Fixed Insurance/Annuity*No Invest*Franklin TN *7/15/26Registered Representative*Selling Fixed Insurance/Annuity*5 Hrs trade/1 non trade

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-12
  • S66 Uniform Combined State Law Examination
    2021-11-12
Other Names
  • Adam Neelly

View on SEC IAPD

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