Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-24
CA RA APPROVED 2019-08-29
  • TX RA
    APPROVED_RES
    Since 2023-04-24
  • CA RA
    APPROVED
    Since 2019-08-29

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Walnut Creek CA 02/2019 Present
Wells Fargo Bank Walnut Creek CA 02/2019 Present
Wells Fargo Bank Walnut Creek CA 12/2010 02/2019
  • 02/2019 → Present
    Wells Fargo Clearing Services
    Walnut Creek, CA
  • 02/2019 → Present
    Wells Fargo Bank
    Walnut Creek, CA
  • 12/2010 → 02/2019
    Wells Fargo Bank
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-29
  • S66 Uniform Combined State Law Examination
    2019-08-29

View on SEC IAPD

More in Walnut Creek, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor