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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-24 |
| WA | RA | APPROVED | 2020-06-24 |
Branch Locations
555 110 Ave Ne 10Th Floor [Kz-Rbo], Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Seattle | WA | 01/2013 | 06/2020 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 06/2020 | Present |
1110 NORTH 140TH STREET, LLC; INV RELATED; SEATTLE,WA; 16.67% OWNERSHIP; START 10/1/2017; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; PASSIVE INVESTOR. 14016 AURORA AVE NORTH, LLC; INV RELATED; SEATTLE,WA; 11.2% OWNERSHIP; START 5/22/2017; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; PASSIVE INVESTOR. RENTAL PROPERTY, INV RELATED, SEATTLE, WA, 11.2% OWNERHSIP, START 5/19/2017, ZERO HOURS PER MONTH, ZERO DURING TRADING, COMMERCIAL PROPERTY. RENTAL PROPERTY, INV RELATED, SEATTLE, WA, 16.67% OWNERHSIP, START 10/20/2017, ZERO HOURS PER MONTH, ZERO DURING TRADING, COMMERCIAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-27 |
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