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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America Corporation | Alpharetta | GA | 07/2009 | 04/2019 |
| Jpmorgan Securities Llc | Atlanta | GA | 04/2019 | 02/2022 |
| J.P Morgan Chase Bank, N.A. | Atlanta | GA | 04/2019 | 02/2022 |
| Wells Fargo Clearing Services, Llc | Alpharetta | GA | 02/2022 | 12/2022 |
| Wells Fargo Na | Alpharetta | GA | 02/2022 | 11/2022 |
| J.P. Morgan Securities Llc | Atlanta | GA | 11/2022 | Present |
| Jpmorgan Chase Bank (Mi) | Atlanta | GA | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-14 |
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