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Samuel J Whalen

Strategic Advisers LLC

Pittsburgh, PA

Pittsburgh, PA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-03-31
  • PA RA
    APPROVED
    Since 2025-03-31

Branch Locations

1680 Washington Rd Ste H, Pittsburgh, PA 15241-1213 • United States

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Bethesda MD 04/2017 10/2021
Wells Fargo Clearing Services, Llc Bethesda MD 05/2019 10/2021
Wesbanco Bank Inc Morgantown WV 05/2013 03/2017
Charles Schwab & Co., Inc. Virginia Beach VA 11/2021 10/2024
Charles Schwab Bank, Ssb Virginia Beach VA 11/2021 10/2024
Fidelity Investments Pittsburgh PA 11/2024 Present
Fidelity Investments Boston MA 03/2025 Present
  • 04/2017 → 10/2021
    Wells Fargo Bank, Na
    Bethesda, MD
  • 05/2019 → 10/2021
    Wells Fargo Clearing Services, Llc
    Bethesda, MD
  • 05/2013 → 03/2017
    Wesbanco Bank Inc
    Morgantown, WV
  • 11/2021 → 10/2024
    Charles Schwab & Co., Inc.
    Virginia Beach, VA
  • 11/2021 → 10/2024
    Charles Schwab Bank, Ssb
    Virginia Beach, VA
  • 11/2024 → Present
    Fidelity Investments
    Pittsburgh, PA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-04
S63 Uniform Securities Agent State Law Examination 2019-08-12
  • S65 Uniform Investment Adviser Law Examination
    2019-09-04
  • S63 Uniform Securities Agent State Law Examination
    2019-08-12
Other Names
  • Samuel Whalen
  • Samuel Joseph Whalen
  • Samuel Jospeh Whalen

View on SEC IAPD

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Other Offices

ALLEGHENY FINANCIAL GROUP · PITTSBURGH, PA
ALLEGHENY INVESTMENTS · PITTSBURGH, PA
ANALYTX CAPITAL MANAGEMENT LP · PITTSBURGH, PA
CWM, LLC · Pittsburgh, PA
LPL FINANCIAL LLC · BELLEVUE, PA
DS WEALTH ADVISORS, INC. · PITTSBURGH, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PITTSBURGH, PA
WESBANCO SECURITIES, INC. · PITTSBURGH, PA

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