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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-17 |
Branch Locations
Cwm Retail, Sales One Broadway, New York, NY 10004 • United States
Cwm Retail, Sales 528-530 Laguardia Place, New York, NY 10012 • United States
Cwm Retail, Sales 388 Greenwich Street - 1 & 24Th Fl, New York, NY 10013 • United States
Citi Wealth Management, Sales 120 Broadway, New York, NY 10271 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa Na | New York | NY | 02/2009 | 03/2018 |
| Citigroup | New York | NY | 03/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-14 |
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