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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-06-27
CA RA APPROVED 2021-03-16
TX RA APPROVED 2021-03-16
  • NJ RA
    APPROVED
    Since 2022-06-27
  • CA RA
    APPROVED
    Since 2021-03-16
  • TX RA
    APPROVED
    Since 2021-03-16

Branch Locations

2111 Palomar Airport Rd Ste 340, Carlsbad, CA 92011-1455 • United States

500 N Franklin Tpke Ste 312A, Ramsey, NJ 07446 • United States

Oceanside, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Birmingham CT 04/2019 12/2020
Auburn University Auburn AL 08/2014 12/2018
Professional Cleaners Auburn AL 12/2018 04/2019
Ameriprise Financial Services, Llc Carlsbad CA 01/2021 Present
  • 04/2019 → 12/2020
    Ameriprise Financial Services, Inc
    Birmingham, CT
  • 08/2014 → 12/2018
    Auburn University
    Auburn, AL
  • 12/2018 → 04/2019
    Professional Cleaners
    Auburn, AL
  • 01/2021 → Present
    Carlsbad, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-12
S63 Uniform Securities Agent State Law Examination 2020-02-28
  • S66 Uniform Combined State Law Examination
    2021-03-12
  • S63 Uniform Securities Agent State Law Examination
    2020-02-28

View on SEC IAPD

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