Man Chi Lee

Current Employers

Employment History

• 09/2004 → Present
  Nisivoccia Llp
  Mount Arlington, NJ
• 05/2019 → 10/2019
  1St Global Capital Corp.
  Mount Arlington, NJ
• 05/2019 → 10/2019
  1St Global Advisors Inc
  Mount Arlington, NJ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Mount Arlington, NJ
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Mount Arlington, NJ
• 11/2019 → 09/2025
  Avantax Insurance Services, Inc.
  Mount Arlington, NJ
• 01/2020 → Present
  Nisivoccia Wealth Advisors, Llc
  Mount Arlington, NJ
• 01/2020 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Mount Arlington, NJ
• 01/2020 → Present
  Nisivoccia Llp
  Mount Arlington, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Mount Arlington, NJ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Mount Arlington, NJ
• 2019-09-05 → 2019-10-25
  1St Global Advisors Inc
  Mount Arlington, NJ

Other Businesses

1) WEALTHSPRING FINANCIAL PARTNERS LLC POSITION: Owner NATURE: This is the proposed acquisition vehicle of various financial services and tax practices. The vehicle was created so that we could operate these acquired businesses and not confused them with the Nisivoccia LLP brand. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 9 Ryan Court, Long Valley NJ 07853, United States DESCRIPTION: Passive investor 2) NISIVOCCIA WEALTH ADVISORS, LLC POSITION: I'm a referring advisor to Nisivoccia Wealth Advisors NATURE: I'm a referring advisor to Nisivoccia Wealth Advisors INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2020 ADDRESS: 200 Valley Road, Suite 300, Mount Arlington NJ 07856, United States DESCRIPTION: I'm a referring advisor to Nisivoccia Wealth Advisors; referring potential clients financial services advisors 3) NISIVOCCIA LLP POSITION: Partner NATURE: This is the tax and accounting entity used for filing returns, statement preparations, attestation, reporting and consulting. INVESTMENT RELATED: No NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2020 ADDRESS: 200 Valley Road, Suite 300, Mount Arlington NJ 07856, United States DESCRIPTION: Audit and consulting services for local governmental entities.

Exams

• S66 Uniform Combined State Law Examination
  2019-09-03