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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-05-06 |
| TX | RA | APPROVED | 2025-04-29 |
Branch Locations
1450 William Street 3Rd Floor, Lake Charles, LA 70601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Lake Charles | LA | 04/2019 | 10/2020 |
| Stine Lumber | Lake Charles | LA | 09/2017 | 04/2019 |
| P's Of Deridder | Deridder | LA | 04/2016 | 05/2017 |
| Unemployed | Deridder | LA | 06/2017 | 08/2017 |
| Empower Retirement | Baton Rouge | LA | 10/2020 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Lake Charles | LA | 08/2022 | 04/2025 |
| Brian Low Financial Group | Baton Rouge | LA | 07/2021 | 08/2022 |
| Morgan Stanley Smith Barney Llc | Lake Charles | LA | 04/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-12 |
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