Brett C. Klotz

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-05-22
IL	RA	APPROVED	2017-11-29

TX RA
APPROVED_RES

Since 2020-05-22
IL RA
APPROVED

Since 2017-11-29

Branch Locations

830 N. Michigan Avenue, Chicago, IL 60611 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond Yes
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank	Chicago	IL	06/2010	Present
J.P. Morgan Securities Llc	Chicago	IL	10/2012	Present
Jpmorgan Chase Bank, N.A.	Chicago	IL	01/2018	Present

06/2010 → Present

Jpmorgan Chase Bank

Chicago, IL
10/2012 → Present

J.P. Morgan Securities Llc

Chicago, IL
01/2018 → Present

Jpmorgan Chase Bank, N.A.

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-22
S63	Uniform Securities Agent State Law Examination	2011-08-22

S66 Uniform Combined State Law Examination

2017-11-22
S63 Uniform Securities Agent State Law Examination

2011-08-22

View on SEC IAPD

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