Yang Li Wu

Current Employers

Transglobal Advisory, Llc

185 W Chestnut Ave, Monrovia, CA 91016 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-11-15

NC RA
APPROVED

Since 2021-11-15

Branch Locations

Cary, NC • United States

185 W Chestnut Ave, Monrovia, CA 91016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Financial Advisors, Inc	Morrisville	NC	04/2019	11/2019
World Financial Group, Inc.	Morrisville	NC	04/2019	11/2019
Fonville Morisey Realty (A Long Amp; Foster Company)	Cary	NC	03/2019	08/2019
Unemployed	Cary	NC	10/2018	03/2019
Pinebridge Investments Management Taiwan Limited	Taipei		11/2015	10/2018
Globalink Securities, Inc	Pasadena	CA	04/2020	Present
Transglobal Insurance Agency, Inc.	Cary	NC	11/2019	Present
Transglobal Advisory Llc	Morovia	CA	11/2021	Present
Goldstone Financial Service Llc	Oak Terrace	IL	05/2021	Present

04/2019 → 11/2019

Transamerica Financial Advisors, Inc

Morrisville, NC
04/2019 → 11/2019

World Financial Group, Inc.

Morrisville, NC
03/2019 → 08/2019

Fonville Morisey Realty (A Long Amp; Foster Company)

Cary, NC
10/2018 → 03/2019

Unemployed

Cary, NC
11/2015 → 10/2018

Pinebridge Investments Management Taiwan Limited

Taipei
04/2020 → Present

Globalink Securities, Inc

Pasadena, CA
11/2019 → Present

Transglobal Insurance Agency, Inc.

Cary, NC
11/2021 → Present

Transglobal Advisory Llc

Morovia, CA
05/2021 → Present

Goldstone Financial Service Llc

Oak Terrace, IL

Other Businesses

1. Transglobal Insurance Agency, Inc., Cary, NC, Fixed Life Insurance Producer/Agent from 11/01/2019, 80 hours per month, commission base. Not securities related. 2. Goldstone Financial Service, LLC, sole proprietorship from 5/16/2021, 50 hours per month, commission base. Provide services such as fixed life insurance, fixed annuities, tax planning and retirement plans for individual and small business owners. Not securities related. 3. TransGlobal Advisory, LLC, Monrovia, California, Investment Advisor Representative from 11/15/2021, Fee based advisory business, 20 hours per month, fee-based structure. Securities related. 4.Globalink Securities, Inc, Registered Representative.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-04-13
S63	Uniform Securities Agent State Law Examination	2019-05-14

S65 Uniform Investment Adviser Law Examination

2021-04-13
S63 Uniform Securities Agent State Law Examination

2019-05-14