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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-30 |
| TX | RA | APPROVED | 2023-01-27 |
Branch Locations
1331 N California Blvd, Walnut Creek, CA 94596 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 04/2019 | Present |
| Premier Surgery Center | Concord | CA | 07/2014 | 03/2019 |
| Seaton And Associates | Dublin | CA | 09/2016 | 04/2019 |
I*682238 For profit or not for profit: Entity For Profit Name of outside business organization: Seaton & Associates Investment related: N Address of business: Rancho Mirage, California, 92270 Nature of business: ["S Corporation"] Position, title, association: ["Employee"], Start date of relationship: 2/1/2022 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , This is my moms business. She is a recruiter in the homebuilding/construction industry. If approved, I will help her after hours & weekends with admin tasks like filing paperwork, updating her website, creating social media posts, managing her blog posts,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-20 |
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