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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-06
GA RA APPROVED 2025-10-14
  • TX RA
    APPROVED
    Since 2026-01-06
  • GA RA
    APPROVED
    Since 2025-10-14

Branch Locations

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 03/2025 Present
Fifth Third Bank Cincinnati OH 06/2022 11/2024
Unemployed Atlanta GA 11/2024 03/2025
Tin Roof Lexington KY 05/2021 08/2021
Ohio Auditor's Of State Office Columbus OH 02/2022 06/2022
Amazon Columbus OH 11/2021 02/2022
Ohio State University Columbus OH 08/2021 05/2022
Humana Louisville KY 05/2020 08/2020
Northwestern Mutual Louisville KY 05/2019 08/2019
Kentucky Housing Corporation Frankfort KY 11/2019 03/2020
University Of Kentucky Lexington KY 08/2017 05/2021
United Postal Services Louisville KY 12/2018 01/2019
Saint Xavier High School Louisville KY 05/2013 08/2017
Bank Of America, N.A. Atlanta GA 08/2025 Present
  • 03/2025 → Present
    Atlanta, GA
  • 06/2022 → 11/2024
    Fifth Third Bank
    Cincinnati, OH
  • 11/2024 → 03/2025
    Unemployed
    Atlanta, GA
  • 05/2021 → 08/2021
    Tin Roof
    Lexington, KY
  • 02/2022 → 06/2022
    Ohio Auditor's Of State Office
    Columbus, OH
  • 11/2021 → 02/2022
    Amazon
    Columbus, OH
  • 08/2021 → 05/2022
    Ohio State University
    Columbus, OH
  • 05/2020 → 08/2020
    Humana
    Louisville, KY
  • 05/2019 → 08/2019
    Northwestern Mutual
    Louisville, KY
  • 11/2019 → 03/2020
    Kentucky Housing Corporation
    Frankfort, KY
  • 08/2017 → 05/2021
    University Of Kentucky
    Lexington, KY
  • 12/2018 → 01/2019
    United Postal Services
    Louisville, KY
  • 05/2013 → 08/2017
    Saint Xavier High School
    Louisville, KY
  • 08/2025 → Present
    Bank Of America, N.A.
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-10
  • S66 Uniform Combined State Law Examination
    2025-10-10

View on SEC IAPD

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