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Swarnim Kanth

Morgan Stanley

Atlanta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-21
GA RA APPROVED 2019-10-04
  • TX RA
    APPROVED_RES
    Since 2022-07-21
  • GA RA
    APPROVED
    Since 2019-10-04

Branch Locations

3280 Peachtree Road North East Suite1600, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Atlanta GA 05/2019 Present
Unemployed Alpharetta GA 02/2009 04/2019
Morgan Stanley Private Bank, N.A. New York NY 10/2019 Present
  • 05/2019 → Present
    Morgan Stanley Smith Barney Llc
    Atlanta, GA
  • 02/2009 → 04/2019
    Unemployed
    Alpharetta, GA
  • 10/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-03
  • S66 Uniform Combined State Law Examination
    2019-10-03

View on SEC IAPD

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