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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-11-24 |
Branch Locations
8 Wright Street 3Rd Floor, Westport, CT 06880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Greenwich | CT | 01/2022 | 04/2022 |
| Wells Fargo Clearing Services, Llc | Old Greenwich | CT | 04/2019 | 04/2022 |
| Wells Fargo Bank, N.A | Port Chester | NY | 02/2018 | 04/2019 |
| Wells Fargo Bank, N.A. | Greenwich | CT | 02/2016 | 02/2018 |
| Citigroup | Greenwich | CT | 05/2022 | 06/2023 |
| Wells Fargo Clearing Services, Llc | Purchase | NY | 06/2023 | 11/2025 |
| Ubs Financial Services Inc. | Westport | CT | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-16 |
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