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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-11-11 |
Branch Locations
One Mid America Plaza Ste. 500, Oakbrook Terrace, IL 60181 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Schaumburg | IL | 04/2019 | 10/2022 |
| Wells Fargo Commercial Distribution Finance | Hoffman Estates | IL | 05/2016 | 04/2019 |
| Mariner Wealth Advisors | Oakbrook Terrace | IL | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-17 |
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