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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-19
WV RA APPROVED 2020-02-14
PA RA APPROVED 2019-08-28
  • TX RA
    APPROVED_RES
    Since 2022-05-19
  • WV RA
    APPROVED
    Since 2020-02-14
  • PA RA
    APPROVED
    Since 2019-08-28

Branch Locations

2000 Jerry Dove Dr, Bridgeport, WV 26330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburgh PA 04/2019 Present
Transamerica Bridgeport WV 06/2018 04/2019
West Virginia University Morgantown WV 08/2014 12/2018
Bank Of America, N.A. Pittsburgh PA 06/2019 Present
  • 04/2019 → Present
    Pittsburgh, PA
  • 06/2018 → 04/2019
    Transamerica
    Bridgeport, WV
  • 08/2014 → 12/2018
    West Virginia University
    Morgantown, WV
  • 06/2019 → Present
    Bank Of America, N.A.
    Pittsburgh, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-27
  • S66 Uniform Combined State Law Examination
    2019-08-27
Other Names
  • David Evans

View on SEC IAPD

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