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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-04
  • TX RA
    APPROVED
    Since 2024-12-04

Branch Locations

5202 Kirby Dr, Houston, TX 77098 • United States

2800 Woodridge Dr, Houston, TX 77087 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

2904 Broadway St, Pearland, TX 77581 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 04/2019 12/2024
Dingus Magee's Statesboro GA 01/2017 01/2018
Panera Bread Statesboro GA 01/2014 01/2017
Unemployed Houston TX 01/2018 04/2019
Bank Of America, N.A. Houston TX 07/2019 12/2024
Wells Fargo Clearing Services, Llc Houston TX 12/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-18
  • S66 Uniform Combined State Law Examination
    2019-10-18
Other Names
  • John Montgomery
  • John Lawton Montgomery

View on SEC IAPD

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