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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-06-21 |
| TX | RA | APPROVED | 2023-06-21 |
Branch Locations
1274 Interquest Pkwy Ste 100, Colorado Springs, CO 80921 • United States
785 W Baptist Rd, Colorado Springs, CO 80921 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mary Kay | Colorado Springs | CO | 03/2004 | Present |
| Axa Advisors, Llc | New York | NY | 05/2019 | 12/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Aurora | CO | 12/2019 | 06/2023 |
| Bank Of America, N.A. | Aurora | CO | 12/2019 | 06/2023 |
| J.P. Morgan Securities Llc | Colorado Springs | CO | 06/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Colorado Springs | CO | 06/2023 | Present |
| Axa Equitable/Equitable Financial Life Insurance Co | New York | NY | 05/2019 | 12/2019 |
Entity Name: Mary Kay Investment related: No "Address: Colorado Springs, CO 80908" Nature of the other business: Cosmetics Position/Title/Relationship: Owner/Partner Start Date: 03/24/2004 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I was a sales director for 15 years and earn residual income but don't spend any time working the business Entity Name: Melaleuca Investment related: No "Address: Colorado Springs, CO 80908" Nature of the other business: E-commerce Position/Title/Relationship: Owner/Partner Start Date: 05/02/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I order products for myself and have shared the membership with a few people and get a small residual income for their orders as well. I don't devote any time to this business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-05 |
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