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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-21
TX RA APPROVED 2023-06-21
  • CO RA
    APPROVED
    Since 2023-06-21
  • TX RA
    APPROVED
    Since 2023-06-21

Branch Locations

1274 Interquest Pkwy Ste 100, Colorado Springs, CO 80921 • United States

785 W Baptist Rd, Colorado Springs, CO 80921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mary Kay Colorado Springs CO 03/2004 Present
Axa Advisors, Llc New York NY 05/2019 12/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Aurora CO 12/2019 06/2023
Bank Of America, N.A. Aurora CO 12/2019 06/2023
J.P. Morgan Securities Llc Colorado Springs CO 06/2023 Present
Jpmorgan Chase Bank, N.A. Colorado Springs CO 06/2023 Present
Axa Equitable/Equitable Financial Life Insurance Co New York NY 05/2019 12/2019
  • 03/2004 → Present
    Mary Kay
    Colorado Springs, CO
  • 05/2019 → 12/2019
    Axa Advisors, Llc
    New York, NY
  • 12/2019 → 06/2023
    Aurora, CO
  • 12/2019 → 06/2023
    Bank Of America, N.A.
    Aurora, CO
  • 06/2023 → Present
    Colorado Springs, CO
  • 06/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Colorado Springs, CO
  • 05/2019 → 12/2019
    Axa Equitable/Equitable Financial Life Insurance Co
    New York, NY
Previous Registrations
Other Businesses

Entity Name: Mary Kay Investment related: No "Address: Colorado Springs, CO 80908" Nature of the other business: Cosmetics Position/Title/Relationship: Owner/Partner Start Date: 03/24/2004 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I was a sales director for 15 years and earn residual income but don't spend any time working the business Entity Name: Melaleuca Investment related: No "Address: Colorado Springs, CO 80908" Nature of the other business: E-commerce Position/Title/Relationship: Owner/Partner Start Date: 05/02/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I order products for myself and have shared the membership with a few people and get a small residual income for their orders as well. I don't devote any time to this business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-05
  • S66 Uniform Combined State Law Examination
    2019-06-05
Other Names
  • Candace Doverspike
  • Candace L Golike
  • Candace L Doverspike
  • Candace Chambers
  • Candace Golike
  • Candace L Golike
  • Candace Lyn Chambers
  • Candace Shambers
  • Candace Lyn Doverspike

View on SEC IAPD

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